Assistant Manager- Internal Quality Control (Audit)

by | June 26, 2023 | 1:55 pm

Position Overview:

We are seeking a highly skilled and detail-oriented Quality Assurance professional to join our team as a QA for Auditing Financials & Creating SOPs. In this role, you will be responsible for conducting thorough audits of financial processes and documents, ensuring compliance with regulatory standards, and creating Standard Operating Procedures (SOPs) to streamline operations. The ideal candidate will have a strong background in financial auditing, exceptional analytical skills, and a keen eye for identifying process improvements.


  • Conduct comprehensive audits of financial records and processes to ensure accuracy, compliance, and adherence to regulatory standards.
  • Perform detailed analysis of financial data, identifying any anomalies, errors, or discrepancies and recommending appropriate corrective actions.
  • Review and evaluate financial controls, policies, and procedures to assess their effectiveness and identify areas for improvement.
  • Develop and implement audit plans and procedures, considering the specific risks and requirements of the organization.
  • Collaborate with cross-functional teams, including finance, accounting, and operations, to gather relevant information and ensure alignment on audit findings and recommendations.
  • Create and maintain comprehensive documentation of audit procedures, findings, and recommendations.
  • Develop Standard Operating Procedures (SOPs) for financial processes and workflows, ensuring clarity, consistency, and adherence to best practices.
  • Identify process inefficiencies and propose solutions to enhance operational effectiveness and efficiency.
  • Stay up to date with relevant industry regulations, standards, and best practices to ensure compliance and provide guidance to the organization.
  • Conduct regular training sessions and workshops to educate employees on financial controls, policies, and procedures.


  • Bachelor’s degree in Finance, Accounting, or a related field. Professional certifications such as Certified Internal Auditor (CIA) or Certified Public Accountant (CPA) are highly desirable.
  • Proven experience in financial auditing, preferably within a regulated industry or a financial services organization.
  • Strong knowledge of accounting principles, financial reporting, and regulatory compliance.
  • Excellent analytical and problem-solving skills, with the ability to identify risks and recommend appropriate solutions.
  • Attention to detail and a high level of accuracy in auditing and reviewing financial data.
  • Proficiency in using auditing tools, software, and financial management systems.
  • Good written and verbal communication skills, with the ability to present complex information in a clear and concise manner.
  • Ability to work independently and collaboratively in a fast-paced environment, managing multiple priorities and meeting deadlines.
  • Strong interpersonal skills, with the ability to build effective working relationships with stakeholders at all levels of the organization.
  • Knowledge of process improvement methodologies, such as Lean or Six Sigma, is a plus.
  • This job description outlines the primary responsibilities and qualifications expected of a QA professional focused on auditing financials and creating SOPs. The specific duties and requirements may vary depending on the organization and industry.